TRADE THE PSYCHOLOGY

The Investment Philosophy of Barradale Asset Management

Welcome

Here’s a short video discussing our investment philosophy.

Our views on market efficiency and generating alpha are discussed further below.

Markets are not efficient because:

Investors’ errors are correlated

  • We share the same psychology, so we make similar mistakes.

And arbitrage capital is limited

  • Arbitrage is risky (LTCM) so markets limit the available capital. This balances risk and expected return in the long term.
Hogarthian image of the South Sea Bubble, Edward Matthew Ward

The four ways generate alpha...

Judgement based on experience

  • Individuals typically learned their trade at a hedge fund or investment bank, have an MBA or CFA, and were taught rational-markets finance.
  • Similar backgrounds lead to similar choices, trying to repeat what worked in the past.
  • Many trades are now crowded, with high risk and low returns.

Trade past return factors or patterns

  • Most patterns are very well known in the hedge fund community.
  • Hedge funds compete with lower-cost long-only strategies (ETFs and other funds using patterns as a screen).
  • Capital sloshes about, with high returns when capital sloshes in and negative when it sloshes out.
  • High risk and low returns

Design a better algorithm

  • Technological arms race. Must run faster just to keep up.
  • Everyone has the same dataset for back-testing, so algorithms are often similar and they create exposure to systemic risk (quant crash, flash crash, etc.)

Trade the psychology

  • The psychology creates patterns in the markets, so it is the most direct approach.
  • Must understand psychology, academic finance, practical finance, accounting, etc.
  • High barriers to entry, so high persistence of returns, but also high exposure to return factors/patterns (due to correlation with other funds).
  • The approach of Barradale Asset Management

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